-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ww/FE1h+u010rgQqnP7ApEqfzJSX3mg02uAflwt4iYtzoZfhb/c7jK6oy3Oofw3/ NM8WtHs/VSAdGlnx8OJDgQ== 0000950133-04-004735.txt : 20041223 0000950133-04-004735.hdr.sgml : 20041223 20041223102208 ACCESSION NUMBER: 0000950133-04-004735 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20041223 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20041223 DATE AS OF CHANGE: 20041223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGON ST, Inc. CENTRAL INDEX KEY: 0000026537 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 381873250 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08193 FILM NUMBER: 041222595 BUSINESS ADDRESS: STREET 1: 8419 TERMINAL ROAD STREET 2: P O BOX 1869 CITY: NEWINGTON STATE: VA ZIP: 22122-1430 BUSINESS PHONE: (703)550-7000 MAIL ADDRESS: STREET 1: 8419 TERMINAL ROAD CITY: NEWINGTON STATE: VA ZIP: 22122-1430 FORMER COMPANY: FORMER CONFORMED NAME: SENSYTECH INC DATE OF NAME CHANGE: 20000118 FORMER COMPANY: FORMER CONFORMED NAME: SENSYS TECHNOLOGIES INC DATE OF NAME CHANGE: 19980615 FORMER COMPANY: FORMER CONFORMED NAME: DAEDALUS ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 w04130e8vk.htm FORM 8-K e8vk
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event report): December 23, 2004

ARGON ST, INC.
(Exact Name of Registrant as specified in its charter)

DELAWARE

(State or other jurisdiction of incorporation)
     
000-08193   38-1873250

 
 
 
(Commission File No.)   (I.R.S. Employer
Identification No.)

12701 Fair Lakes Circle, Suite 800, Fairfax, Virginia 22033
(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (703)322-0881

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     [   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     [   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     [   ] Pre-commencement communications pursuant to Rule 14-d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     [   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

ARGON ST, INC. AND SUBSIDIARIES

ITEM 5.04 TEMPORARY SUSPENSION OF TRADING UNDER REGISTRANT’S EMPLOYEE BENEFIT PLANS

On December 23, 2004, ARGON ST, Inc. (the “Company”) sent a notice to its directors and Section 16 officers notifying them of a blackout period with respect to the ARGON ST, Inc. 401(k) Savings Plan. The blackout period is expected to begin January 24, 2005 and end February 25, 2005. The Company provided the notice to the directors and officers in accordance with Section 306 of the Sarbanes-Oxley Act of 2002 and Rule 104 of Regulation BTR. A copy of the notice is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

ITEM 9.01 Financial Statements and Exhibits

(c) Exhibits

     
Exhibit Number
  Description
99.1
  Notice of Blackout Period to Directors and Section 16 Officers of ARGON ST, Inc. dated December 23, 2004.

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report be signed on its behalf by the undersigned, thereunto duly authorized.
         
  ARGON ST, INC.
 
 
December 23, 2004  By:   /s/ Donald F. Fultz    
    Donald F. Fultz   
    Chief Financial Officer   

 


 

         

EXHIBIT INDEX

     
Exhibit Number
  Description
99.1
  Notice of Blackout Period to Directors and Executive Officers of ARGON ST, Inc. dated December 23, 2004

 

EX-99.1 2 w04130exv99w1.htm EXHIBIT 99.1 exv99w1
 

EXHIBIT 99.1

(ARGON ST LOGO)

December 23, 2004

To:   Directors and Section 16 Officers of Argon ST, Inc.
 
From:   Donald Fultz, CFO
 
Subject:   This notice is required pursuant to the Sarbanes-Oxley Act

This is to notify you of an upcoming blackout period under the Argon ST, Inc. (“Argon ST”) 401(k) plan. During this trading blackout, your ability to conduct transactions in Argon ST Equity Securities will be limited. We expect the blackout period to begin January 24, 2005 and end February 25, 2005.

The blackout period will allow the Company to replace the Sensytech 401(k) plan administered by Merrill Lynch with the Argon ST 401(k) plan administered by Fidelity. During the blackout period, participants will be unable to direct investments or change the assets held in their plan accounts or obtain a loan, withdrawal, or distribution from the 401(k) plan. Participants have been notified of the blackout period as of the date of this letter.

In addition, because the Sensytech plan offers Argon ST common stock as an investment option, pursuant to Section 306 of the Sarbanes-Oxley Act of 2002 Argon ST directors and Section 16 officers are not permitted to trade in Argon ST equity securities while the 401(k) participants are unable to complete transactions in the 401(k) plan.

Gifts and trading pursuant to a previously established 10b5-1 trading plan are exempt from this prohibition.

This notice is in addition to any other normal trading restrictions contained in Argon ST Policy.

If you have any questions, please do not hesitate to contact me at (703) 995-5695.

12701 Fair Lakes Circle   Fairfax Virginia 22033 TEL 703-322-0881   FAX 703-322-0885 www.argonst.com

 

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