0001225208-24-008258.txt : 20240827 0001225208-24-008258.hdr.sgml : 20240827 20240827185446 ACCESSION NUMBER: 0001225208-24-008258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240823 FILED AS OF DATE: 20240827 DATE AS OF CHANGE: 20240827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Satterthwaite Tony CENTRAL INDEX KEY: 0001438353 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 241250472 MAIL ADDRESS: STREET 1: 1400 73RD AVENUE NE CITY: MINNEAPOLIS STATE: MN ZIP: 55432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] ORGANIZATION NAME: 06 Technology IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 93050 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 93050 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0508 4 2024-08-23 0000026172 CUMMINS INC CMI 0001438353 Satterthwaite Tony 500 JACKSON STREET COLUMBUS IN 47201 1 Senior Vice President 0 Common 2024-08-23 4 M 0 24250.0000 109.0900 A 101692.4553 D Common 2024-08-23 4 S 0 400.0000 310.0800 D 101292.4553 D Common 2024-08-23 4 S 0 4174.0000 309.5077 D 97118.4553 D Common 2024-08-23 4 S 0 7800.0000 307.4899 D 89318.4553 D Common 2024-08-23 4 S 0 11876.0000 308.2298 D 77442.4553 D Common 2393.8871 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2024-08-23 4 M 0 24250.0000 0.0000 D 2019-04-04 2026-04-04 Common 24250.0000 0.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 24510.0000 24510.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 15630.0000 15630.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 9250.0000 9250.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $310.0200 - $310.1900. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $308.9600 - $309.9582. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $306.8850 - $307.8700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2024-08-27