0001225208-23-003404.txt : 20230303 0001225208-23-003404.hdr.sgml : 20230303 20230303171602 ACCESSION NUMBER: 0001225208-23-003404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters Luther E CENTRAL INDEX KEY: 0001912639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 23705767 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2023-03-01 0000026172 CUMMINS INC CMI 0001912639 Peters Luther E 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Corporate Controller Common 2023-03-01 4 A 0 513.0000 0.0000 A 7184.1030 D Common 2023-03-01 4 F 0 170.0000 249.2100 D 7014.1030 D Common 403.4500 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 4850.0000 4850.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 2235.0000 2235.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 2665.0000 2665.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-04 Common 1600.0000 1600.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 3125.0000 3125.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 2175.0000 2175.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 3085.0000 3085.0000 D Reflects 92.186 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Sharon Barner, Attorney-in-Fact 2023-03-03