0001225208-22-011710.txt : 20221116
0001225208-22-011710.hdr.sgml : 20221116
20221116092258
ACCESSION NUMBER: 0001225208-22-011710
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221114
FILED AS OF DATE: 20221116
DATE AS OF CHANGE: 20221116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS
CENTRAL INDEX KEY: 0001238892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 221393303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2022-11-14
0000026172
CUMMINS INC
CMI
0001238892
LINEBARGER NORMAN THOMAS
500 JACKSON STREET
COLUMBUS
IN
47201
1
1
Chairman & Executive Chairman
Common
2022-11-14
4
M
0
54809.0000
111.8400
A
192147.0000
D
Common
2022-11-14
4
S
0
54809.0000
250.2053
D
137338.0000
D
Common
8923.2400
I
By 401(k) Plan
Common
21930.0000
I
By Child #1
Common
21929.0000
I
By Child #2
Common
240.0000
I
By Spouse
Stock Option (Right-to-Buy)
111.8400
2022-11-14
4
M
0
54809.0000
0.0000
D
2015-04-02
2023-04-02
Common
54809.0000
0.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
131920.0000
131920.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
60780.0000
60780.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
95920.0000
95920.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
44890.0000
44890.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
85050.0000
85050.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
61700.0000
61700.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
98670.0000
98670.0000
D
Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.91. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Sharon Barner, Attorney-in-Fact
2022-11-16