0001225208-22-011669.txt : 20221115 0001225208-22-011669.hdr.sgml : 20221115 20221115133903 ACCESSION NUMBER: 0001225208-22-011669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221111 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Satterthwaite Tony CENTRAL INDEX KEY: 0001438353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 221390424 MAIL ADDRESS: STREET 1: 1400 73RD AVENUE NE CITY: MINNEAPOLIS STATE: MN ZIP: 55432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-11-11 0000026172 CUMMINS INC CMI 0001438353 Satterthwaite Tony 500 JACKSON STREET COLUMBUS IN 47201 1 Senior Vice President Common 2022-11-11 4 M 0 6404.0000 111.8400 A 65680.0000 D Common 2022-11-11 4 M 0 1300.0000 149.3400 A 66980.0000 D Common 2022-11-11 4 S 0 1000.0000 245.1040 D 65980.0000 D Common 2022-11-11 4 S 0 1300.0000 250.0527 D 64680.0000 D Common 2022-11-11 4 S 0 1617.0000 246.4493 D 63063.0000 D Common 2022-11-11 4 S 0 3787.0000 247.3065 D 59276.0000 D Common 2022-11-14 4 M 0 7610.0000 149.3400 A 66886.0000 D Common 2022-11-14 4 S 0 7610.0000 250.0571 D 59276.0000 D Common 2274.1000 I By 401(k) Plan Stock Option (Right-to-Buy) 111.8400 2022-11-11 4 M 0 6404.0000 0.0000 D 2015-04-02 2023-04-02 Common 6404.0000 0.0000 D Stock Option (Right-to-Buy) 149.3400 2022-11-11 4 M 0 1300.0000 0.0000 D 2017-04-02 2024-04-02 Common 1300.0000 7610.0000 D Stock Option (Right-to-Buy) 149.3400 2022-11-14 4 M 0 7610.0000 0.0000 D 2017-04-02 2024-04-02 Common 7610.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 24250.0000 24250.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 11170.0000 11170.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 24510.0000 24510.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 15630.0000 15630.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 10860.0000 10860.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 15420.0000 15420.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 9250.0000 9250.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $245 - $245.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.15. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $246.02 - $246.98. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $247.08 - $247.63. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.66. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Sharon Barner, Attorney-in-Fact 2022-11-15