0001225208-22-009851.txt : 20220830 0001225208-22-009851.hdr.sgml : 20220830 20220830164636 ACCESSION NUMBER: 0001225208-22-009851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220825 FILED AS OF DATE: 20220830 DATE AS OF CHANGE: 20220830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Satterthwaite Tony CENTRAL INDEX KEY: 0001438353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 221215121 MAIL ADDRESS: STREET 1: 1400 73RD AVENUE NE CITY: MINNEAPOLIS STATE: MN ZIP: 55432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-08-25 0000026172 CUMMINS INC CMI 0001438353 Satterthwaite Tony 500 JACKSON STREET COLUMBUS IN 47201 1 Vice Chairman Common 2022-08-17 5 G 0 1798.0000 0.0000 D 63626.0000 D Common 2022-08-26 4 M 0 516.0000 111.8400 A 64142.0000 D Common 2022-08-26 4 S 0 516.0000 230.0503 D 63626.0000 D Common 2022-08-26 4 S 0 4350.0000 230.1900 D 59276.0000 D Common 2022-08-25 4 I 0 854.3562 228.9700 D 2252.9938 I By 401(k) Plan Stock Option (Right-to-Buy) 111.8400 2022-08-26 4 M 0 516.0000 0.0000 D 2015-04-02 2023-04-02 Common 516.0000 11404.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 24250.0000 24250.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 11170.0000 11170.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 24510.0000 24510.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 8910.0000 8910.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 15630.0000 15630.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 10860.0000 10860.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 15420.0000 15420.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 9250.0000 9250.0000 D The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known. Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Sharon Barner, Attorney-in-Fact 2022-08-30