0001225208-22-009851.txt : 20220830
0001225208-22-009851.hdr.sgml : 20220830
20220830164636
ACCESSION NUMBER: 0001225208-22-009851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220825
FILED AS OF DATE: 20220830
DATE AS OF CHANGE: 20220830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Satterthwaite Tony
CENTRAL INDEX KEY: 0001438353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 221215121
MAIL ADDRESS:
STREET 1: 1400 73RD AVENUE NE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2022-08-25
0000026172
CUMMINS INC
CMI
0001438353
Satterthwaite Tony
500 JACKSON STREET
COLUMBUS
IN
47201
1
Vice Chairman
Common
2022-08-17
5
G
0
1798.0000
0.0000
D
63626.0000
D
Common
2022-08-26
4
M
0
516.0000
111.8400
A
64142.0000
D
Common
2022-08-26
4
S
0
516.0000
230.0503
D
63626.0000
D
Common
2022-08-26
4
S
0
4350.0000
230.1900
D
59276.0000
D
Common
2022-08-25
4
I
0
854.3562
228.9700
D
2252.9938
I
By 401(k) Plan
Stock Option (Right-to-Buy)
111.8400
2022-08-26
4
M
0
516.0000
0.0000
D
2015-04-02
2023-04-02
Common
516.0000
11404.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
24250.0000
24250.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
11170.0000
11170.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
24510.0000
24510.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
8910.0000
8910.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
15630.0000
15630.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
10860.0000
10860.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
15420.0000
15420.0000
D
Stock Option (Right-to-Buy)
166.1800
2022-10-16
2029-10-16
Common
9250.0000
9250.0000
D
The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.
Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Sharon Barner, Attorney-in-Fact
2022-08-30