0001225208-22-009429.txt : 20220811 0001225208-22-009429.hdr.sgml : 20220811 20220811155005 ACCESSION NUMBER: 0001225208-22-009429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220810 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Padmanabhan Srikanth CENTRAL INDEX KEY: 0001671209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 221155459 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-08-10 0000026172 CUMMINS INC CMI 0001671209 Padmanabhan Srikanth 500 JACKSON STREET COLUMBUS IN 47201 1 President - Engine Busines Common 2022-08-10 4 M 0 3350.0000 136.8200 A 25370.0000 D Common 2022-08-10 4 M 0 2140.0000 149.3400 A 27510.0000 D Common 2022-08-10 4 M 0 530.0000 154.2000 A 28040.0000 D Common 2022-08-10 4 S 0 100.0000 222.5700 D 27940.0000 D Common 2022-08-10 4 S 0 5920.0000 222.0015 D 22020.0000 D Common 537.2700 I By 401(k) Plan Stock Option (Right-to-Buy) 149.3400 2022-08-10 4 M 0 2140.0000 0.0000 D 2017-04-02 2024-04-02 Common 2140.0000 0.0000 D Stock Option (Right-to-Buy) 136.8200 2022-08-10 4 M 0 3350.0000 0.0000 D 2018-04-02 2025-04-02 Common 3350.0000 0.0000 D Stock Option (Right-to-Buy) 154.2000 2022-08-10 4 M 0 530.0000 0.0000 D 2017-07-16 2024-07-16 Common 530.0000 0.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 15990.0000 15990.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 12510.0000 12510.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 9560.0000 9560.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 13570.0000 13570.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.50 - $222.36. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Sharon Barner, Attorney-in-Fact 2022-08-11