0001225208-22-004079.txt : 20220303 0001225208-22-004079.hdr.sgml : 20220303 20220303161659 ACCESSION NUMBER: 0001225208-22-004079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandler Mary T CENTRAL INDEX KEY: 0001848844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 22708976 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-03-01 0000026172 CUMMINS INC CMI 0001848844 Chandler Mary T 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Comm. Rel. & Corp. Resp. Common 2022-03-01 4 A 0 423.0000 0.0000 A 4628.7690 D Common 2022-03-01 4 F 0 148.0000 196.0700 D 4480.7690 D Common 1641.9200 I By 401(k) Plan Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 450.0000 450.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 2130.0000 2130.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 210.0000 210.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 1880.0000 1880.0000 D Stock Option (Right-to-Buy) 156.2500 2014-06-05 2024-06-05 Common 100.0000 100.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 1300.0000 1300.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 2160.0000 2160.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Sharon Barner, Attorney-in-Fact 2022-03-03