0001225208-22-004071.txt : 20220303 0001225208-22-004071.hdr.sgml : 20220303 20220303161555 ACCESSION NUMBER: 0001225208-22-004071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brockhaus John D CENTRAL INDEX KEY: 0001848891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 22708935 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-03-01 0000026172 CUMMINS INC CMI 0001848891 Brockhaus John D 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Human Resources Operations Common 2022-03-01 4 A 0 171.0000 0.0000 A 3775.0000 D Common 2022-03-01 4 F 0 60.0000 196.0700 D 3715.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 780.0000 780.0000 D Stock Option (Right-to-Buy) 110.6000 2013-05-03 2023-05-03 Common 150.0000 150.0000 D Stock Option (Right-to-Buy) 133.9400 2018-06-26 2028-06-26 Common 450.0000 450.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 360.0000 360.0000 D Stock Option (Right-to-Buy) 141.1300 2015-05-01 2025-05-01 Common 250.0000 250.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 750.0000 750.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 280.0000 280.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 500.0000 500.0000 D Stock Option (Right-to-Buy) 151.0700 2019-08-13 2029-08-13 Common 400.0000 400.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 610.0000 610.0000 D Stock Option (Right-to-Buy) 160.6300 2017-06-01 2027-06-01 Common 300.0000 300.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 860.0000 860.0000 D Stock Option (Right-to-Buy) 207.0400 2023-10-01 2030-10-01 Common 860.0000 860.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. /s/ Sharon Barner, Attorney-in-Fact 2022-03-03