0001225208-22-003522.txt : 20220228 0001225208-22-003522.hdr.sgml : 20220228 20220228124345 ACCESSION NUMBER: 0001225208-22-003522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Andrew CENTRAL INDEX KEY: 0001676537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 22686443 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2022-02-25 0000026172 CUMMINS INC CMI 0001676537 Smith Mark Andrew 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Financial Officer Common 2022-02-25 4 M 0 590.0000 120.2800 A 8380.0000 D Common 2022-02-25 4 S 0 430.0000 205.0966 D 7950.0000 D Stock Option (Right-to-Buy) 120.2800 2022-02-25 4 M 0 590.0000 0.0000 D 2014-04-02 2022-04-02 Common 590.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 770.0000 770.0000 D Stock Option (Right-to-Buy) 114.1300 2019-06-01 2026-06-01 Common 970.0000 970.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 1790.0000 1790.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 21310.0000 21310.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1070.0000 1070.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 4380.0000 4380.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 6080.0000 6080.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 21580.0000 21580.0000 D The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. /s/ Sharon Barner, Attorney-in-Fact 2022-02-28