0001225208-21-013827.txt : 20211112
0001225208-21-013827.hdr.sgml : 20211112
20211112143253
ACCESSION NUMBER: 0001225208-21-013827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211110
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barner Sharon R
CENTRAL INDEX KEY: 0001541520
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 211402650
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-11-10
0000026172
CUMMINS INC
CMI
0001541520
Barner Sharon R
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Chief Administrative Off.
Common
2021-11-10
4
M
0
8040.0000
136.8200
A
22226.0000
D
Common
2021-11-10
4
M
0
6680.0000
111.8400
A
28906.0000
D
Common
2021-11-10
4
M
0
5700.0000
149.3400
A
34606.0000
D
Common
2021-11-10
4
M
0
4410.0000
120.2800
A
39016.0000
D
Common
2021-11-10
4
S
0
700.0000
238.3307
D
38316.0000
D
Common
2021-11-10
4
S
0
10390.0000
237.7026
D
27926.0000
D
Common
2021-11-10
4
S
0
13700.0000
238.0503
D
14226.0000
D
Common
2021-11-11
4
S
0
40.0000
237.9500
D
14186.0000
D
Stock Option (Right-to-Buy)
120.2800
2021-11-10
4
M
0
4410.0000
0.0000
D
2014-04-02
2022-04-02
Common
4410.0000
0.0000
D
Stock Option (Right-to-Buy)
111.8400
2021-11-10
4
M
0
6680.0000
0.0000
D
2015-04-02
2023-04-02
Common
6680.0000
0.0000
D
Stock Option (Right-to-Buy)
149.3400
2021-11-10
4
M
0
5700.0000
0.0000
D
2017-04-02
2024-04-02
Common
5700.0000
0.0000
D
Stock Option (Right-to-Buy)
136.8200
2021-11-10
4
M
0
8040.0000
0.0000
D
2018-04-02
2025-04-02
Common
8040.0000
0.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
19410.0000
19410.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
15990.0000
15990.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
12510.0000
12510.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
9560.0000
9560.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
15420.0000
15420.0000
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.2850 - $239.4100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.2066 - $238.2050. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.9500 - $238.3100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
/s/ Sharon Barner, Attorney-in-Fact
2021-11-12