0001225208-21-002608.txt : 20210217
0001225208-21-002608.hdr.sgml : 20210217
20210217131131
ACCESSION NUMBER: 0001225208-21-002608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Satterthwaite Tony
CENTRAL INDEX KEY: 0001438353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 21643786
MAIL ADDRESS:
STREET 1: 1400 73RD AVENUE NE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-02-16
0000026172
CUMMINS INC
CMI
0001438353
Satterthwaite Tony
500 JACKSON STREET
COLUMBUS
IN
47201
1
President & COO
Common
2021-02-16
4
M
0
8150.0000
119.7700
A
58543.0000
D
Common
2021-02-16
4
S
0
5852.0000
245.1090
D
52691.0000
D
Common
2898.7200
I
By 401(k) Plan
Stock Option (Right-to-Buy)
119.7700
2021-02-16
4
M
0
8150.0000
0.0000
D
2013-05-02
2021-05-02
Common
8150.0000
0.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
24250.0000
24250.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
11920.0000
11920.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
9190.0000
9190.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
11170.0000
11170.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
24510.0000
24510.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
8910.0000
8910.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
15630.0000
15630.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
10860.0000
10860.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
15420.0000
15420.0000
D
Stock Option (Right-to-Buy)
166.1800
2022-10-16
2029-10-16
Common
9250.0000
9250.0000
D
The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Sharon Barner, Attorney-in-Fact
2021-02-17