0001225208-21-002607.txt : 20210217
0001225208-21-002607.hdr.sgml : 20210217
20210217131121
ACCESSION NUMBER: 0001225208-21-002607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clulow Christopher C
CENTRAL INDEX KEY: 0001699982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 21643785
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-02-16
0000026172
CUMMINS INC
CMI
0001699982
Clulow Christopher C
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Corporate Controller
Common
2021-02-16
4
M
0
330.0000
119.7700
A
3130.3590
D
Common
2021-02-16
4
S
0
220.0000
246.5050
D
2910.3590
D
Common
305.3800
I
By 401(k) Plan
Stock Option (Right-to-Buy)
119.7700
2021-02-16
4
M
0
330.0000
0.0000
D
2013-05-02
2021-05-02
Common
330.0000
0.0000
D
Stock Option (Right-to-Buy)
98.6700
2015-11-13
2025-11-13
Common
300.0000
300.0000
D
Stock Option (Right-to-Buy)
99.0000
2012-08-03
2022-08-03
Common
200.0000
200.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
1265.0000
1265.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
625.0000
625.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
370.0000
370.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
585.0000
585.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
3200.0000
3200.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
455.0000
455.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
2190.0000
2190.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
1960.0000
1960.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
3390.0000
3390.0000
D
The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Sharon Barner, Attorney-in-Fact
2021-02-17