0001225208-21-002126.txt : 20210211
0001225208-21-002126.hdr.sgml : 20210211
20210211084613
ACCESSION NUMBER: 0001225208-21-002126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210209
FILED AS OF DATE: 20210211
DATE AS OF CHANGE: 20210211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ewald Thaddeus B
CENTRAL INDEX KEY: 0001613720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 21616952
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-02-09
0000026172
CUMMINS INC
CMI
0001613720
Ewald Thaddeus B
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Corporate Strategy
Common
2021-02-09
4
M
0
980.0000
119.7700
A
9656.0000
D
Common
2021-02-09
4
S
0
650.0000
244.2650
D
9006.0000
D
Common
2196.0300
I
By 401(k) Plan
Stock Option (Right-to-Buy)
119.7700
2021-02-09
4
M
0
980.0000
0.0000
D
2014-05-02
2021-05-02
Common
980.0000
0.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
10670.0000
10670.0000
D
Stock Option (Right-to-Buy)
111.8400
2016-04-02
2023-04-02
Common
1910.0000
1910.0000
D
Stock Option (Right-to-Buy)
120.2800
2015-04-02
2022-04-02
Common
1290.0000
1290.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
4470.0000
4470.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
8530.0000
8530.0000
D
Stock Option (Right-to-Buy)
146.1800
2017-11-01
2024-11-01
Common
890.0000
890.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
1600.0000
1600.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
7500.0000
7500.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
6520.0000
6520.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
9250.0000
9250.0000
D
The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Sharon Barner, Attorney-in-Fact
2021-02-11