0001225208-20-006258.txt : 20200408 0001225208-20-006258.hdr.sgml : 20200408 20200408112206 ACCESSION NUMBER: 0001225208-20-006258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200408 DATE AS OF CHANGE: 20200408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osowick Mark J CENTRAL INDEX KEY: 0001613380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 20781464 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2020-04-06 0000026172 CUMMINS INC CMI 0001613380 Osowick Mark J 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Human Resources Op. Common 8040.2340 D Common 1447.9000 I By 401(k) Plan Stock Option (Right-to-Buy) 142.1200 2020-04-06 4 A 0 2930.0000 0.0000 A 2023-04-06 2030-04-06 Common 2930.0000 2930.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 111.8400 2016-04-02 2023-04-02 Common 480.0000 480.0000 D Stock Option (Right-to-Buy) 119.7700 2014-05-02 2021-05-02 Common 330.0000 330.0000 D Stock Option (Right-to-Buy) 120.2800 2015-04-02 2022-04-02 Common 370.0000 370.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 2010.0000 2010.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 350.0000 350.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 3125.0000 3125.0000 D Stock Option (Right-to-Buy) 154.2000 2017-07-16 2024-07-16 Common 1070.0000 1070.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 2390.0000 2390.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 3390.0000 3390.0000 D Reflects 25.166 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2020-04-08