0001225208-19-004531.txt : 20190305 0001225208-19-004531.hdr.sgml : 20190305 20190305130651 ACCESSION NUMBER: 0001225208-19-004531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPMAN STEVEN M CENTRAL INDEX KEY: 0001238885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 19657474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2019-03-01 0000026172 CUMMINS INC CMI 0001238885 CHAPMAN STEVEN M 500 JACKSON STREET COLUMBUS IN 47201 1 Group Vice President Common 2019-03-01 4 A 0 4500.0000 0.0000 A 11473.0000 D Common 2019-03-01 4 F 0 1978.0000 154.4100 D 9495.0000 D Common 10807.4500 I By 401(k) Plan Common 3358.0000 I By GRAT #1 Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 21350.0000 21350.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 8110.0000 8110.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 5540.0000 5540.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 6250.0000 6250.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 9830.0000 9830.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 7120.0000 7120.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 13760.0000 13760.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 9560.0000 9560.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2019-03-05