0001225208-19-001062.txt : 20190122
0001225208-19-001062.hdr.sgml : 20190122
20190122092856
ACCESSION NUMBER: 0001225208-19-001062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190118
FILED AS OF DATE: 20190122
DATE AS OF CHANGE: 20190122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freeland Richard Joseph
CENTRAL INDEX KEY: 0001327988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 19534462
MAIL ADDRESS:
STREET 1: 927 JUNCO DRIVE
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2019-01-18
0000026172
CUMMINS INC
CMI
0001327988
Freeland Richard Joseph
500 JACKSON STREET
COLUMBUS
IN
47201
1
President & COO
Common
2019-01-18
4
G
0
4500.0000
0.0000
A
4500.0000
D
Common
2019-01-18
4
S
0
4500.0000
150.0000
D
0.0000
D
Common
2019-01-18
4
G
0
4500.0000
0.0000
D
11027.0000
I
By Trust
Common
2867.1100
I
By 401(k) Plan
Common
6947.0000
I
By GRAT #2
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
48500.0000
48500.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
16450.0000
16450.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
8150.0000
8150.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
11030.0000
11030.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
22340.0000
22340.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
12290.0000
12290.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
31270.0000
31270.0000
D
Stock Option (Right-to-Buy)
154.2000
2017-07-16
2024-07-16
Common
1960.0000
1960.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
26070.0000
26070.0000
D
Gift to reporting person's directly-held shares from the reporting person's revocable trust.
Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2019-01-22