0001225208-17-012896.txt : 20170726
0001225208-17-012896.hdr.sgml : 20170726
20170726142833
ACCESSION NUMBER: 0001225208-17-012896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170725
FILED AS OF DATE: 20170726
DATE AS OF CHANGE: 20170726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Satterthwaite Tony
CENTRAL INDEX KEY: 0001438353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 17982438
MAIL ADDRESS:
STREET 1: 1400 73RD AVENUE NE
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55432
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2017-07-25
0000026172
CUMMINS INC
CMI
0001438353
Satterthwaite Tony
500 JACKSON STREET
COLUMBUS
IN
47201
1
President - Distribution
Common
2017-07-25
4
M
0
4000.0000
19.4200
A
41902.0000
D
Common
2017-07-25
4
S
0
4000.0000
169.0000
D
37902.0000
D
Common
2435.1200
I
By 401(k) Plan
Stock Option (Right-to-Buy)
19.4200
2017-07-25
4
M
0
4000.0000
0.0000
D
2011-03-02
2019-03-02
Common
4000.0000
830.0000
D
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
8450.0000
8450.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
24250.0000
24250.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
11920.0000
11920.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
8150.0000
8150.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
9190.0000
9190.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
11170.0000
11170.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
8910.0000
8910.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
15630.0000
15630.0000
D
Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2017-07-26