0001225208-17-005850.txt : 20170308 0001225208-17-005850.hdr.sgml : 20170308 20170308120848 ACCESSION NUMBER: 0001225208-17-005850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS CENTRAL INDEX KEY: 0001238892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 17674398 4 1 doc4.xml X0306 4 2017-03-06 0000026172 CUMMINS INC CMI 0001238892 LINEBARGER NORMAN THOMAS 500 JACKSON STREET COLUMBUS IN 47201 1 1 Chairman & CEO Common 2017-03-06 4 A 0 13013.0000 0.0000 A 53763.0000 D Common 2017-03-06 4 F 0 5156.0000 152.8500 D 48607.0000 D Common 7398.2700 I By 401(k) Plan Common 6457.0000 I By Child #1 Common 6457.0000 I By Child #2 Common 240.0000 I By Spouse Common 22430.0000 I GRAT #1 Common 42386.0000 I GRAT #2 Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 24830.0000 24830.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 16360.0000 16360.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 131920.0000 131920.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 60100.0000 60100.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 13040.0000 13040.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 37510.0000 37510.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 60780.0000 60780.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 44890.0000 44890.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2017-03-08