0001225208-16-031156.txt : 20160406 0001225208-16-031156.hdr.sgml : 20160406 20160406103513 ACCESSION NUMBER: 0001225208-16-031156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Padmanabhan Srikanth CENTRAL INDEX KEY: 0001671209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161556731 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-04-04 0000026172 CUMMINS INC CMI 0001671209 Padmanabhan Srikanth 500 JACKSON STREET COLUMBUS IN 47201 1 President - Engine Busines Common 3141.7770 D Common 459.8300 I By 401(k) Plan Common 2812.0000 I By Spouse Stock Option (Right-to-Buy) 109.0900 2016-04-04 4 A 0 9700.0000 0.0000 A 2019-04-04 2026-04-04 Common 9700.0000 9700.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 2180.0000 2180.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2210.0000 2210.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 2860.0000 2860.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 2140.0000 2140.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 3350.0000 3350.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 1960.0000 1960.0000 D Stock Option (Right-to-Buy) 154.2000 2017-07-16 2024-07-16 Common 530.0000 530.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-04-06