0001225208-16-031150.txt : 20160406 0001225208-16-031150.hdr.sgml : 20160406 20160406103459 ACCESSION NUMBER: 0001225208-16-031150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Embree Tracy A CENTRAL INDEX KEY: 0001629977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161556723 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-04-04 0000026172 CUMMINS INC CMI 0001629977 Embree Tracy A 500 JACKSON STREET COLUMBUS IN 47201 1 VP & Pres. - Components Group Common 2220.0000 D Common 39.1800 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2016-04-04 4 A 0 19410.0000 0.0000 A 2019-04-04 2026-04-04 Common 19410.0000 19410.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 1470.0000 1470.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 1910.0000 1910.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1420.0000 1420.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 6700.0000 6700.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 429.0000 429.0000 D Stock Option (Right-to-Buy) 118.1500 2011-05-06 2021-05-06 Common 400.0000 400.0000 D Stock Option (Right-to-Buy) 67.5750 2012-06-01 2020-06-01 Common 650.0000 650.0000 D Stock Option (Right-to-Buy) 99.1700 2013-11-16 2021-11-16 Common 561.0000 561.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-04-06