0001225208-16-029370.txt : 20160308
0001225208-16-029370.hdr.sgml : 20160308
20160308114222
ACCESSION NUMBER: 0001225208-16-029370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160304
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osowick Mark J
CENTRAL INDEX KEY: 0001613380
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 161490806
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc4.xml
X0306
4
2016-03-04
0000026172
CUMMINS INC
CMI
0001613380
Osowick Mark J
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Human Resources Op.
Common
2016-03-04
4
A
0
140.0000
0.0000
A
5258.3530
D
Common
2016-03-04
4
F
0
53.0000
100.2600
D
5205.3530
D
Common
1287.0900
I
By 401(k) Plan
Stock Option (Right-to-Buy)
120.2800
2015-04-02
2022-04-02
Common
370.0000
370.0000
D
Stock Option (Right-to-Buy)
111.8400
2016-04-02
2023-04-02
Common
480.0000
480.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
350.0000
350.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
2010.0000
2010.0000
D
Stock Option (Right-to-Buy)
119.7700
2014-05-02
2021-05-02
Common
330.0000
330.0000
D
Stock Option (Right-to-Buy)
67.5750
2013-06-01
2020-06-01
Common
650.0000
650.0000
D
Stock Option (Right-to-Buy)
154.2000
2017-07-16
2024-07-16
Common
1070.0000
1070.0000
D
Includes 4.647 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
Shares withheld to satisfy tax liabilities relating to earned performance shares.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2016-03-08