0001225208-16-029369.txt : 20160308
0001225208-16-029369.hdr.sgml : 20160308
20160308114219
ACCESSION NUMBER: 0001225208-16-029369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160304
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS
CENTRAL INDEX KEY: 0001238892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 161490805
4
1
doc4.xml
X0306
4
2016-03-04
0000026172
CUMMINS INC
CMI
0001238892
LINEBARGER NORMAN THOMAS
500 JACKSON STREET
COLUMBUS
IN
47201
1
1
Chairman & CEO
Common
2016-03-04
4
A
0
17717.0000
0.0000
A
47362.0000
D
Common
2016-03-04
4
F
0
6876.0000
100.2600
D
40486.0000
D
Common
7139.7700
I
By 401(k) Plan
Common
6457.0000
I
By Child #1
Common
6457.0000
I
By Child #2
Common
26140.0000
I
By Spouse
Common
39180.0000
I
GRAT #1
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
16360.0000
16360.0000
D
Stock Option (Right-to-Buy)
19.4200
2011-03-02
2019-03-02
Common
24830.0000
24830.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
37510.0000
37510.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
60100.0000
60100.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
44890.0000
44890.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
60780.0000
60780.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
13040.0000
13040.0000
D
Shares withheld to satisfy tax liabilities relating to earned performance shares.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2016-03-08