0001225208-16-029363.txt : 20160308 0001225208-16-029363.hdr.sgml : 20160308 20160308114204 ACCESSION NUMBER: 0001225208-16-029363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crompton Dave J CENTRAL INDEX KEY: 0001613366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161490798 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-03-04 0000026172 CUMMINS INC CMI 0001613366 Crompton Dave J 500 JACKSON STREET COLUMBUS IN 47201 1 President - Engine Business Common 2016-03-04 4 A 0 1267.0000 0.0000 A 5808.0000 D Common 2016-03-04 4 F 0 407.0000 100.2600 D 5401.0000 D Common 352.1000 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2013-03-01 2020-03-01 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 120.2800 2015-04-02 2022-04-02 Common 2940.0000 2940.0000 D Stock Option (Right-to-Buy) 111.8400 2016-04-02 2023-04-02 Common 4290.0000 4290.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 3210.0000 3210.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 11620.0000 11620.0000 D Stock Option (Right-to-Buy) 119.7700 2014-05-02 2021-05-02 Common 2610.0000 2610.0000 D Stock Option (Right-to-Buy) 154.2000 2017-07-16 2024-07-16 Common 4630.0000 4630.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-03-08