0001225208-14-022803.txt : 20141105 0001225208-14-022803.hdr.sgml : 20141105 20141105160554 ACCESSION NUMBER: 0001225208-14-022803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALL JOHN C CENTRAL INDEX KEY: 0001238887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 141196958 4 1 doc4.xml X0306 4 2014-11-03 0000026172 CUMMINS INC CMI 0001238887 WALL JOHN C 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Chief Technical Officer Common 2014-11-03 4 I 0 743.7000 145.0900 D 602.2200 I By Spouse Common 26916.0000 D Common 502.7400 I By 401(k) Plan Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 5150.0000 5150.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 6680.0000 6680.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 4990.0000 4990.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 4560.0000 4560.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 210.0000 210.0000 I By Spouse Represents the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as calculated by the plan administrator in connection with the transaction. The Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-11-05