0001225208-14-013256.txt : 20140519 0001225208-14-013256.hdr.sgml : 20140519 20140519151608 ACCESSION NUMBER: 0001225208-14-013256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS RICHARD E CENTRAL INDEX KEY: 0001244730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14854410 MAIL ADDRESS: STREET 1: 2000 CHARWOOD DR STREET 2: APT 2502 CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-05-16 0000026172 CUMMINS INC CMI 0001244730 HARRIS RICHARD E 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Investment Officer Common 2014-05-16 4 M 0 3540.0000 58.1150 A 13240.7620 D Common 2014-05-16 4 S 0 3540.0000 147.8395 D 9700.7620 D Stock Option (Right-to-Buy) 58.1150 2014-05-16 4 M 0 3540.0000 0.0000 D 2012-03-01 2020-03-01 Common 3540.0000 0.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2390.0000 2390.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 3100.0000 3100.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 2320.0000 2320.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 2120.0000 2120.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.80 - $147.93. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. /s/ Mark Sifferlen, Attorney-In-Fact 2014-05-19