0001225208-14-012044.txt : 20140505 0001225208-14-012044.hdr.sgml : 20140505 20140505160056 ACCESSION NUMBER: 0001225208-14-012044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140502 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT MARSHA L CENTRAL INDEX KEY: 0001273201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14813381 MAIL ADDRESS: STREET 1: 2440 CARR HILL ROAD CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-05-02 0000026172 CUMMINS INC CMI 0001273201 HUNT MARSHA L 500 JACKSON ST. M/C 60207 COLUMBUS IN 47201 1 VP-Corp. Controller Common 2014-05-02 4 M 0 2120.0000 119.7700 A 6458.0000 D Common 2014-05-02 4 S 0 400.0000 150.7150 D 6058.0000 D Common 2014-05-02 4 S 0 2120.0000 151.4480 D 3938.0000 D Common 413.2000 I By 401(k) Plan Stock Option (Right-to-Buy) 119.7700 2014-05-02 4 M 0 2120.0000 0.0000 D 2013-05-02 2021-05-02 Common 2120.0000 0.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2570.0000 2570.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 3340.0000 3340.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 2490.0000 2490.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.43 - $151.47. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-05-05