0001225208-14-011601.txt : 20140501 0001225208-14-011601.hdr.sgml : 20140501 20140501161307 ACCESSION NUMBER: 0001225208-14-011601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140429 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeland Richard Joseph CENTRAL INDEX KEY: 0001327988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14805137 MAIL ADDRESS: STREET 1: 927 JUNCO DRIVE CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-04-29 0000026172 CUMMINS INC CMI 0001327988 Freeland Richard Joseph 500 JACKSON STREET COLUMBUS IN 47201 1 President - Engine Business Common 2014-04-29 4 S 0 5000.0000 151.8000 D 28252.0000 D Common 2249.0600 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 10900.0000 10900.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 3650.0000 3650.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 11030.0000 11030.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 16450.0000 16450.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 12290.0000 12290.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 8150.0000 8150.0000 D Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 26, 2014. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-05-01