0001225208-14-010169.txt : 20140404 0001225208-14-010169.hdr.sgml : 20140404 20140404141739 ACCESSION NUMBER: 0001225208-14-010169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140402 FILED AS OF DATE: 20140404 DATE AS OF CHANGE: 20140404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoder Lisa M CENTRAL INDEX KEY: 0001528026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14745452 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-04-02 0000026172 CUMMINS INC CMI 0001528026 Yoder Lisa M 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Global Supp. & Mfg. Common 5052.8263 D Common 1855.6900 I By 401(k) Plan Common 885.5220 I By Spouse Stock Option (Right-to-Buy) 149.3400 2014-04-02 4 A 0 3740.0000 0.0000 A 2017-04-02 2024-04-02 Common 3740.0000 3740.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2210.0000 2210.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 4770.0000 4770.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 980.0000 980.0000 D Stock Option (Right-to-Buy) 67.5750 2012-06-01 2020-06-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 78.5750 2012-08-01 2020-08-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 145.0000 145.0000 I By Spouse Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 99.0000 99.0000 I By Spouse The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-04-04