0001225208-14-010167.txt : 20140404 0001225208-14-010167.hdr.sgml : 20140404 20140404141736 ACCESSION NUMBER: 0001225208-14-010167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140402 FILED AS OF DATE: 20140404 DATE AS OF CHANGE: 20140404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levett Mark A CENTRAL INDEX KEY: 0001568968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14745449 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-04-02 0000026172 CUMMINS INC CMI 0001568968 Levett Mark A 500 JACKSON STREET COLUMBUS IN 47201 1 Ex. VP-Cty Rel Common 9261.0000 D Common 9326.9600 I By 401(k) Plan Common 3206.0000 I By Spouse Stock Option (Right-to-Buy) 149.3400 2014-04-02 4 A 0 2320.0000 0.0000 A 2017-04-02 2024-04-02 Common 2320.0000 2320.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 3540.0000 3540.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 5380.0000 5380.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2390.0000 2390.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 3100.0000 3100.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 2120.0000 2120.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-04-04