0001225208-14-007758.txt : 20140307
0001225208-14-007758.hdr.sgml : 20140307
20140307161052
ACCESSION NUMBER: 0001225208-14-007758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140305
FILED AS OF DATE: 20140307
DATE AS OF CHANGE: 20140307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yoder Lisa M
CENTRAL INDEX KEY: 0001528026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 14677280
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc4.xml
X0306
4
2014-03-05
0000026172
CUMMINS INC
CMI
0001528026
Yoder Lisa M
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP-Global Supp. & Mfg.
Common
2014-03-05
4
A
0
900.0000
0.0000
A
5368.8263
D
Common
2014-03-05
4
F
0
316.0000
145.9200
D
5052.8263
D
Common
2014-03-05
4
A
0
90.0000
0.0000
A
921.5220
I
By Spouse
Common
2014-03-05
4
F
0
36.0000
145.9200
D
885.5220
I
By Spouse
Common
1855.6900
I
By 401(k) Plan
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
2210.0000
2210.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
4770.0000
4770.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
980.0000
980.0000
D
Stock Option (Right-to-Buy)
67.5750
2012-06-01
2020-06-01
Common
820.0000
820.0000
D
Stock Option (Right-to-Buy)
78.5750
2012-08-01
2020-08-01
Common
820.0000
820.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
145.0000
145.0000
I
By Spouse
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
99.0000
99.0000
I
By Spouse
Reflects 9.073 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
Shares withheld to satisfy tax liabilities relating to earned performance shares.
Reflects 4.912 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2014-03-06