0001225208-14-007758.txt : 20140307 0001225208-14-007758.hdr.sgml : 20140307 20140307161052 ACCESSION NUMBER: 0001225208-14-007758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoder Lisa M CENTRAL INDEX KEY: 0001528026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14677280 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-03-05 0000026172 CUMMINS INC CMI 0001528026 Yoder Lisa M 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Global Supp. & Mfg. Common 2014-03-05 4 A 0 900.0000 0.0000 A 5368.8263 D Common 2014-03-05 4 F 0 316.0000 145.9200 D 5052.8263 D Common 2014-03-05 4 A 0 90.0000 0.0000 A 921.5220 I By Spouse Common 2014-03-05 4 F 0 36.0000 145.9200 D 885.5220 I By Spouse Common 1855.6900 I By 401(k) Plan Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 2210.0000 2210.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 4770.0000 4770.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 980.0000 980.0000 D Stock Option (Right-to-Buy) 67.5750 2012-06-01 2020-06-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 78.5750 2012-08-01 2020-08-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 145.0000 145.0000 I By Spouse Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 99.0000 99.0000 I By Spouse Reflects 9.073 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. Shares withheld to satisfy tax liabilities relating to earned performance shares. Reflects 4.912 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-03-06