0001225208-14-007748.txt : 20140307 0001225208-14-007748.hdr.sgml : 20140307 20140307161035 ACCESSION NUMBER: 0001225208-14-007748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeland Richard Joseph CENTRAL INDEX KEY: 0001327988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14677268 MAIL ADDRESS: STREET 1: 927 JUNCO DRIVE CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2014-03-05 0000026172 CUMMINS INC CMI 0001327988 Freeland Richard Joseph 500 JACKSON STREET COLUMBUS IN 47201 1 President - Engine Business Common 2014-03-05 4 A 0 7545.0000 0.0000 A 35765.0000 D Common 2014-03-05 4 F 0 2513.0000 145.9200 D 33252.0000 D Common 2249.0600 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 10900.0000 10900.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 3650.0000 3650.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 11030.0000 11030.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 16450.0000 16450.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 8150.0000 8150.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-03-06