0001225208-14-007745.txt : 20140307 0001225208-14-007745.hdr.sgml : 20140307 20140307161030 ACCESSION NUMBER: 0001225208-14-007745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Pamela L CENTRAL INDEX KEY: 0001396958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 14677265 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056-5310 4 1 doc4.xml X0306 4 2014-03-05 0000026172 CUMMINS INC CMI 0001396958 Carter Pamela L 500 JACKSON STREET COLUMBUS IN 47201 1 President-Distribution Common 2014-03-05 4 A 0 6030.0000 0.0000 A 19152.0000 D Common 2014-03-05 4 F 0 1652.0000 145.9200 D 17500.0000 D Common 7013.0400 I By 401(k) Plan Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 7350.0000 7350.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 11920.0000 11920.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 6520.0000 6520.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2014-03-06