0001225208-13-019858.txt : 20130911 0001225208-13-019858.hdr.sgml : 20130911 20130911164418 ACCESSION NUMBER: 0001225208-13-019858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130909 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Pat CENTRAL INDEX KEY: 0001436125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 131091408 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2013-09-09 0000026172 CUMMINS INC CMI 0001436125 Ward Pat 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Financial Officer Common 2013-09-09 4 M 0 4000.0000 19.4200 A 4000.0000 D Common 2013-09-09 4 S 0 4000.0000 129.9500 D 0.0000 D Common 990.5000 I By 401(k) Plan Common 31719.0000 I By Trust Stock Option (Right-to-Buy) 19.4200 2013-09-09 4 M 0 4000.0000 0.0000 D 2011-03-02 2019-03-02 Common 4000.0000 4410.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 10900.0000 10900.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 11030.0000 11030.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 15020.0000 15020.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 8150.0000 8150.0000 D Transactions pursuant to Rule 10b5-1 Trading Plan entered into on May 19, 2013. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. As trustee for the Diane E. Ward Revocable Trust. In prior reports, 11,979 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Mark Sifferlen, Attorney-In-Fact 2013-09-11