0001225208-13-019858.txt : 20130911
0001225208-13-019858.hdr.sgml : 20130911
20130911164418
ACCESSION NUMBER: 0001225208-13-019858
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130909
FILED AS OF DATE: 20130911
DATE AS OF CHANGE: 20130911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward Pat
CENTRAL INDEX KEY: 0001436125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 131091408
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc4.xml
X0306
4
2013-09-09
0000026172
CUMMINS INC
CMI
0001436125
Ward Pat
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Chief Financial Officer
Common
2013-09-09
4
M
0
4000.0000
19.4200
A
4000.0000
D
Common
2013-09-09
4
S
0
4000.0000
129.9500
D
0.0000
D
Common
990.5000
I
By 401(k) Plan
Common
31719.0000
I
By Trust
Stock Option (Right-to-Buy)
19.4200
2013-09-09
4
M
0
4000.0000
0.0000
D
2011-03-02
2019-03-02
Common
4000.0000
4410.0000
D
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
10900.0000
10900.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
11030.0000
11030.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
15020.0000
15020.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
8150.0000
8150.0000
D
Transactions pursuant to Rule 10b5-1 Trading Plan entered into on May 19, 2013.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
As trustee for the Diane E. Ward Revocable Trust. In prior reports, 11,979 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Mark Sifferlen, Attorney-In-Fact
2013-09-11