0001225208-13-009477.txt : 20130403 0001225208-13-009477.hdr.sgml : 20130403 20130403163512 ACCESSION NUMBER: 0001225208-13-009477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130402 FILED AS OF DATE: 20130403 DATE AS OF CHANGE: 20130403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Pamela L CENTRAL INDEX KEY: 0001396958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 13739951 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056-5310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-04-02 0000026172 CUMMINS INC CMI 0001396958 Carter Pamela L 500 JACKSON STREET COLUMBUS IN 47201 1 President-Distribution Common 23122.0000 D Common 6813.1900 I By 401(k) Plan Stock Option (Right-to-Buy) 111.8400 2013-04-02 4 A 0 11920.0000 0.0000 A 2015-04-02 2023-04-02 Common 11920.0000 11920.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 7350.0000 7350.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 6520.0000 6520.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2013-04-03