0001225208-13-007154.txt : 20130311 0001225208-13-007154.hdr.sgml : 20130311 20130311092902 ACCESSION NUMBER: 0001225208-13-007154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerstle Mark R CENTRAL INDEX KEY: 0001327931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 13679351 MAIL ADDRESS: STREET 1: 3530 WOODSIDE DRIVE CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2013-03-07 0000026172 CUMMINS INC CMI 0001327931 Gerstle Mark R 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Comm. Relations Common 2013-03-07 4 F 0 1461.0000 115.0500 D 9643.0000 D Common 3345.4100 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 360.0000 360.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 3680.0000 3680.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 3260.0000 3260.0000 D Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2013-03-08