0001225208-12-018443.txt : 20120823 0001225208-12-018443.hdr.sgml : 20120823 20120823125642 ACCESSION NUMBER: 0001225208-12-018443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS CENTRAL INDEX KEY: 0001238892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 121051679 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2012-08-10 0000026172 CUMMINS INC CMI 0001238892 LINEBARGER NORMAN THOMAS 500 JACKSON STREET COLUMBUS IN 47201 1 1 Chairman & CEO Common 2012-08-10 5 G 0 17171.0000 0.0000 A 49566.0000 I By GRAT #1 Common 2012-08-10 5 G 0 17171.0000 0.0000 D 35658.0000 I By Spouse Common 56190.0000 D Common 6261.6500 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 16360.0000 16360.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 24830.0000 24830.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 37510.0000 37510.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 13040.0000 13040.0000 D Gift of shares from the Michele E. Janin 2009 Amended & Restated Revocable Trust Agmnt 12/5/01, of which the reporting person is a co-trustee, to the Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee. In prior reports, these shares were shown as held directly by the reporting person. In prior reports, all but 240 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the reporting person's spouse. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2012-08-23