0001225208-12-018443.txt : 20120823
0001225208-12-018443.hdr.sgml : 20120823
20120823125642
ACCESSION NUMBER: 0001225208-12-018443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120810
FILED AS OF DATE: 20120823
DATE AS OF CHANGE: 20120823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS
CENTRAL INDEX KEY: 0001238892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 121051679
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2012-08-10
0000026172
CUMMINS INC
CMI
0001238892
LINEBARGER NORMAN THOMAS
500 JACKSON STREET
COLUMBUS
IN
47201
1
1
Chairman & CEO
Common
2012-08-10
5
G
0
17171.0000
0.0000
A
49566.0000
I
By GRAT #1
Common
2012-08-10
5
G
0
17171.0000
0.0000
D
35658.0000
I
By Spouse
Common
56190.0000
D
Common
6261.6500
I
By 401(k) Plan
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
16360.0000
16360.0000
D
Stock Option (Right-to-Buy)
19.4200
2011-03-02
2019-03-02
Common
24830.0000
24830.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
37510.0000
37510.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
13040.0000
13040.0000
D
Gift of shares from the Michele E. Janin 2009 Amended & Restated Revocable Trust Agmnt 12/5/01, of which the reporting person is a co-trustee, to the Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee. In prior reports, these shares were shown as held directly by the reporting person.
In prior reports, all but 240 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the reporting person's spouse.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2012-08-23