0001225208-12-017677.txt : 20120813 0001225208-12-017677.hdr.sgml : 20120813 20120813160325 ACCESSION NUMBER: 0001225208-12-017677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerstle Mark R CENTRAL INDEX KEY: 0001327931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 121027700 MAIL ADDRESS: STREET 1: 3530 WOODSIDE DRIVE CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2012-08-10 0000026172 CUMMINS INC CMI 0001327931 Gerstle Mark R 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Comm. Relations Common 2012-08-10 4 M 0 4000.0000 58.1150 A 21104.0000 D Common 2012-08-10 4 S 0 4000.0000 100.6839 D 17104.0000 D Common 3298.1700 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-08-10 4 M 0 4000.0000 0.0000 D 2012-03-01 2020-03-01 Common 4000.0000 360.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 3680.0000 3680.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 3260.0000 3260.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.59 to $100.76. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2012-08-13