0001225208-12-013130.txt : 20120524
0001225208-12-013130.hdr.sgml : 20120524
20120524164054
ACCESSION NUMBER: 0001225208-12-013130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120524
FILED AS OF DATE: 20120524
DATE AS OF CHANGE: 20120524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Pamela L
CENTRAL INDEX KEY: 0001396958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 12868157
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056-5310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0305
4
2012-05-24
0000026172
CUMMINS INC
CMI
0001396958
Carter Pamela L
500 JACKSON STREET
COLUMBUS
IN
47201
1
President-Distribution
Common
2012-05-24
4
S
0
10000.0000
100.7984
D
30064.0000
D
Common
6618.2000
I
By 401(k) Plan
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
6820.0000
6820.0000
D
Stock Option (Right-to-Buy)
19.4200
2011-03-02
2019-03-02
Common
4340.0000
4340.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
7350.0000
7350.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
6520.0000
6520.0000
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.78 - $100.91. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2012-05-24