0001225208-12-006850.txt : 20120306 0001225208-12-006850.hdr.sgml : 20120306 20120306145212 ACCESSION NUMBER: 0001225208-12-006850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120302 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoder Lisa M CENTRAL INDEX KEY: 0001528026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 12669991 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0304 4 2012-03-02 0000026172 CUMMINS INC CMI 0001528026 Yoder Lisa M 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Global Supp. & Mfg. Common 2012-03-02 4 A 0 1700.0000 0.0000 A 5249.7533 D Common 2012-03-02 4 F 0 197.0000 121.6500 D 5052.7533 D Common 2012-03-02 4 F 0 71.0000 121.6500 D 847.6023 I By Spouse Common 1791.9600 I By 401(k) Plan Common 918.6023 I By Spouse Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 980.0000 980.0000 D Stock Option (Right-to-Buy) 67.5750 2012-06-01 2020-06-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 78.5750 2012-08-01 2020-08-01 Common 820.0000 820.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 99.0000 99.0000 I By Spouse Shares earned from March 1, 2010 Target Awards based on 2010-2011 Company financial performance. Shares are subject to forfeiture until 3/1/2013. Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2012-03-06