0001225208-12-004630.txt : 20120217
0001225208-12-004630.hdr.sgml : 20120217
20120217151429
ACCESSION NUMBER: 0001225208-12-004630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRIS RICHARD E
CENTRAL INDEX KEY: 0001244730
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 12622432
MAIL ADDRESS:
STREET 1: 2000 CHARWOOD DR
STREET 2: APT 2502
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0304
4
2012-02-15
0000026172
CUMMINS INC
CMI
0001244730
HARRIS RICHARD E
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Chief Investment Officer
Common
2012-02-15
4
S
0
6259.0000
121.6096
D
12476.0000
D
Common
1158.2700
I
By 401(k) Plan
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
3540.0000
3540.0000
D
Stock Option (Right-to-Buy)
19.4200
2011-03-02
2019-03-02
Common
5380.0000
5380.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
2120.0000
2120.0000
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $121.59 - $121.66. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2012-02-17