0001225208-12-004630.txt : 20120217 0001225208-12-004630.hdr.sgml : 20120217 20120217151429 ACCESSION NUMBER: 0001225208-12-004630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS RICHARD E CENTRAL INDEX KEY: 0001244730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 12622432 MAIL ADDRESS: STREET 1: 2000 CHARWOOD DR STREET 2: APT 2502 CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0304 4 2012-02-15 0000026172 CUMMINS INC CMI 0001244730 HARRIS RICHARD E 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Investment Officer Common 2012-02-15 4 S 0 6259.0000 121.6096 D 12476.0000 D Common 1158.2700 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 3540.0000 3540.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 5380.0000 5380.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 2120.0000 2120.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $121.59 - $121.66. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2012-02-17