0001225208-11-012708.txt : 20110502
0001225208-11-012708.hdr.sgml : 20110502
20110502151432
ACCESSION NUMBER: 0001225208-11-012708
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110429
FILED AS OF DATE: 20110502
DATE AS OF CHANGE: 20110502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerstle Mark R
CENTRAL INDEX KEY: 0001327931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 11800129
MAIL ADDRESS:
STREET 1: 3530 WOODSIDE DRIVE
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0303
4
2011-04-29
0000026172
CUMMINS INC
CMI
0001327931
Gerstle Mark R
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP-Chief Administrative Ofcr
Common
2011-04-29
4
M
0
6620.0000
19.4200
A
27495.0000
D
Common
2011-04-29
4
S
0
6620.0000
118.1112
D
20875.0000
D
Common
9314.3600
I
By 401(k) Plan
Stock Option (Right-to-Buy)
19.4200
2011-04-29
4
M
0
6620.0000
0.0000
D
2011-03-02
2019-03-02
Common
6620.0000
0.0000
D
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
4360.0000
4360.0000
D
The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $118.11 - $118.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2011-05-02