0001225208-11-012708.txt : 20110502 0001225208-11-012708.hdr.sgml : 20110502 20110502151432 ACCESSION NUMBER: 0001225208-11-012708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110429 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerstle Mark R CENTRAL INDEX KEY: 0001327931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 11800129 MAIL ADDRESS: STREET 1: 3530 WOODSIDE DRIVE CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0303 4 2011-04-29 0000026172 CUMMINS INC CMI 0001327931 Gerstle Mark R 500 JACKSON STREET COLUMBUS IN 47201 1 VP-Chief Administrative Ofcr Common 2011-04-29 4 M 0 6620.0000 19.4200 A 27495.0000 D Common 2011-04-29 4 S 0 6620.0000 118.1112 D 20875.0000 D Common 9314.3600 I By 401(k) Plan Stock Option (Right-to-Buy) 19.4200 2011-04-29 4 M 0 6620.0000 0.0000 D 2011-03-02 2019-03-02 Common 6620.0000 0.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 4360.0000 4360.0000 D The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $118.11 - $118.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2011-05-02