0001225208-11-008752.txt : 20110304 0001225208-11-008752.hdr.sgml : 20110304 20110304155959 ACCESSION NUMBER: 0001225208-11-008752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Pamela L CENTRAL INDEX KEY: 0001396958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 11664645 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056-5310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0303 4 2011-03-02 0000026172 CUMMINS INC CMI 0001396958 Carter Pamela L 500 JACKSON STREET COLUMBUS IN 47201 1 President-Distribution Common 2011-03-02 4 A 0 5028.0000 0.0000 A 34783.0000 D Common 2011-03-02 4 F 0 482.0000 99.9200 D 34301.0000 D Common 6652.5040 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 6820.0000 6820.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 10340.0000 10340.0000 D Shares earned from February 9, 2009 Target Awards based on 2009-2010 Company financial performance. Shares are subject to forfeiture until 3/1/2012. Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2011-03-04