-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IkWNr1ZE1yWgGUGRL+jVB1kcwApGwgN5LA3ui3uea/060XqOiq/OPuixd11zVaK+ nj4UHv7LJKQXtyBiH0izAA== 0001225208-10-017929.txt : 20100802 0001225208-10-017929.hdr.sgml : 20100802 20100802071803 ACCESSION NUMBER: 0001225208-10-017929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100730 FILED AS OF DATE: 20100802 DATE AS OF CHANGE: 20100802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelly James Dewey CENTRAL INDEX KEY: 0001327989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 10982731 MAIL ADDRESS: STREET 1: 4761 WINTERBERRY PLACE CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0303 4 2010-07-30 0000026172 CUMMINS INC CMI 0001327989 Kelly James Dewey 500 JACKSON STREET COLUMBUS IN 47201 1 VP Product Warranty Common 2010-07-30 4 S 0 15000 78.6016 D 17588 D Common 4916.38 I ESOT Stock Option (Right-to-Buy) 19.42 2011-03-02 2019-03-02 Common 16550 16550 D Stock Option (Right-to-Buy) 58.115 2012-03-01 2020-03-01 Common 10900 10900 D The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $78.02 - $79.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the ESOT as most recently provided by the ESOT. The actual number of shares underlying the interest is not known since the ESOT is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2010-07-30 -----END PRIVACY-ENHANCED MESSAGE-----