-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiDSiwKUCnAtbnrVS9912WafR9av6YUyzgtMv+IUNOES3fa42sjAGGD5QlA8AArl scUCYeiJAimYiEk/pE5XLQ== 0001225208-10-006916.txt : 20100303 0001225208-10-006916.hdr.sgml : 20100303 20100303185619 ACCESSION NUMBER: 0001225208-10-006916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINEBARGER NORMAN THOMAS CENTRAL INDEX KEY: 0001238892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 10654954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0303 4 2010-03-01 0000026172 CUMMINS INC CMI 0001238892 LINEBARGER NORMAN THOMAS 500 JACKSON STREET COLUMBUS IN 47201 1 1 President & COO Common 2010-03-02 4 A 0 4290 0 A 178580 D Common 2010-03-02 4 F 0 10102 0 D 168478 D Common 5876.9184 I ESOT Stock Option (Right-to-Buy) 58.115 2010-03-01 4 A 0 16360 0 A 2012-03-01 2020-03-01 Common 16360 16360 D Stock Option (Right-to-Buy) 19.42 2011-03-02 2019-03-02 Common 24830 24830 D Shares earned from February 20, 2008 Target Awards based on 2008-2009 Company financial performance. Shares are subject to forfeiture until 3/1/2011. The reporting person's share totals and/or ownership classifications have been updated and/or adjusted as set forth above as a result of the Company's internal audit of the beneficial share ownership of the Company's common stock by the Company's directors and Section 16(a) reporting officers. The Company's audit did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent this Form 4 updates or adjusts the beneficial share ownership amounts or classifications reported on previously filed Form 4s, this Form 4 serves as an amendment to any such previously filed Form 4s. Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock. The number of shares is based on the dollar value of the reporting person's interest in the ESOT as most recently provided by the ESOT. The actual number of shares underlying the interest is not known since the ESOT is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2010-03-03 -----END PRIVACY-ENHANCED MESSAGE-----