-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BHU9J82gtPobDKe+lXktbPeYYtTJwoFpZPEmv0uwnLxJ/hWWKxB4zDZaKV7a5Qhi pmYDhkJZl/Li4Z0J4ieBmg== 0001001746-07-000048.txt : 20070911 0001001746-07-000048.hdr.sgml : 20070911 20070911133058 ACCESSION NUMBER: 0001001746-07-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070907 FILED AS OF DATE: 20070911 DATE AS OF CHANGE: 20070911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CULBRO CORP CENTRAL INDEX KEY: 0000026093 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 130762310 STATE OF INCORPORATION: NY FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 387 PARK AVE S CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125618700 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL CIGAR CO INC DATE OF NAME CHANGE: 19760726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNCAN JEFFREY H CENTRAL INDEX KEY: 0001006330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01210 FILM NUMBER: 071110668 BUSINESS ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: TRENTON STATE: NJ ZIP: 08638-1113 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: 2353 PENNINGTON ROAD CITY: PENNINGTON STATE: NJ ZIP: 08534 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-07 0 0000026093 CULBRO CORP DRAM-NASDQ 0001006330 DUNCAN JEFFREY H 2353 PENNINGTON ROAD PENNINGTON NJ 08534 0 1 0 0 Vice President, Manufacturing Common Stock 2007-09-07 4 M 0 1936 2.8125 A 1936 D Common Stock 2007-09-07 4 S 0 1936 3.62 D 0 D Common Stock 2007-09-10 4 M 0 5454 2.8125 A 5454 D Common Stock 2007-09-10 4 S 0 5454 3.62 D 0 D Common Stock 3680 I 401(k) Plan Options (11/19/1997) 2.8125 2007-09-07 4 X 0 1936 D 2002-11-19 2007-11-19 Common Stock 1936 128964 D Options (11/19/1997) 2.8125 2007-09-10 4 X 0 5454 D 2002-11-19 2007-11-19 Common Stock 5454 123510 D Options (11/26/2001) 7.98 2005-11-26 2011-11-26 Common Stock 8200 8200 D Options (09/18/2002) 2.99 2006-09-18 2012-09-18 Common Stock 8200 8200 D Options (09/17/2003) 4.09 2013-09-17 Common Stock 8200 8200 D Options (09/15/2004) 6.75 2005-09-15 2009-09-15 Common Stock 8200 8200 D Options (09/14/2005) 6.63 2006-09-14 2010-09-14 Common Stock 8200 8200 D Options (09/13/2006) 4.7 2007-09-13 2011-09-13 Common Stock 8200 8200 D Rule 10b5-1 transaction Options had been granted to the reporting person in consideration of the reporting person's service as an officer of the company. Options had been granted at an exercise price equal to the closing market price of the common stock on the date of grant. Options to purchase 6,150 shares are presently exercisable and options to purchase 2,050 shares become exercisable on 09/17/2007. JEFFREY H. DUNCAN 2007-09-11 -----END PRIVACY-ENHANCED MESSAGE-----