0001179110-20-011495.txt : 20201201 0001179110-20-011495.hdr.sgml : 20201201 20201201162330 ACCESSION NUMBER: 0001179110-20-011495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDMANN BRADLEY H CENTRAL INDEX KEY: 0001097235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201361081 MAIL ADDRESS: STREET 1: C/O MANTECH INTERNATIONAL CORP STREET 2: 12015 LEE JACKSON HWY CITY: FAIRFAX STATE: VA ZIP: 22033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2020-11-27 0 0000026076 CUBIC CORP /DE/ CUB 0001097235 FELDMANN BRADLEY H 9333 BALBOA AVENUE SAN DIEGO CA 92123 1 1 0 0 Chairman/President/CEO Common Stock 2020-11-27 4 A 0 37675 0 A 127461 D Common Stock 1547.0838 I 401(k) Common Stock 5114.973 I Feldmann IRA Common Stock 33 I The Feldmann Family Trust DTD 04-20-12 Restricted Stock Units 2020-11-27 4 A 0 37675 0 A Common Stock 37675 37675 D The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date. Represents shares held by the Reporting Person's 401(k). Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right. Represents shares held by The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights. Each RSU represents a contingent right to receive one share of CUB common stock. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2023, subject to the Reporting Person's continued service with CUB through such vesting date. Hilary L. Hageman, Attorney-in-fact for Bradley H. Feldmann 2020-12-01