0001179110-20-010289.txt : 20201005 0001179110-20-010289.hdr.sgml : 20201005 20201005215625 ACCESSION NUMBER: 0001179110-20-010289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOWLES MICHAEL CENTRAL INDEX KEY: 0001755059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201225480 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2020-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001755059 KNOWLES MICHAEL 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CMPS - SVP, CORP Common Stock 2020-10-01 4 M 0 4564 A 6230 D Common Stock 2020-10-01 4 F 0 2265 57.54 D 3965 D Restricted Stock Units 2020-10-01 4 M 0 270 D Common Stock 270 0 D Restricted Stock Units 2020-10-01 4 M 0 224 D Common Stock 224 224 D Restricted Stock Units 2020-10-01 4 M 0 975 D Common Stock 975 1948 D Restricted Stock Units 2020-10-01 4 M 0 3095 D Common Stock 3095 6190 D Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock. Includes a total of 76 shares acquired through the Employee Stock Purchase Plan on December 31, 2019 and June 30, 2020. Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 224 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 1,948 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date. This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 6,190 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date. Hilary L. Hageman, Attorney-in-fact for Michael Knowles 2020-10-05