0001179110-20-010268.txt : 20201005 0001179110-20-010268.hdr.sgml : 20201005 20201005213811 ACCESSION NUMBER: 0001179110-20-010268 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOWLES MICHAEL CENTRAL INDEX KEY: 0001755059 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201225426 MAIL ADDRESS: STREET 1: 9333 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 3/A 1 edgar.xml FORM 3/A - X0206 3/A 2018-10-01 2018-10-03 0 0000026076 CUBIC CORP /DE/ CUB 0001755059 KNOWLES MICHAEL 9333 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 President, CMPS - SVP, CORP Restricted Stock Units Common Stock 896 D Form 3 filed on October 3, 2018 inadvertently omitted these restricted stock units. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2020, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 40% on sales growth, 40% on EBITDA growth, and 20% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date. Each RSU represents a contingent right to receive one share of CUB common stock. Hilary L. Hageman, Attorney-in-fact for Michael Knowles 2020-10-05