0001179110-20-010239.txt : 20201005 0001179110-20-010239.hdr.sgml : 20201005 20201005170525 ACCESSION NUMBER: 0001179110-20-010239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDMANN BRADLEY H CENTRAL INDEX KEY: 0001097235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08931 FILM NUMBER: 201224370 MAIL ADDRESS: STREET 1: C/O MANTECH INTERNATIONAL CORP STREET 2: 12015 LEE JACKSON HWY CITY: FAIRFAX STATE: VA ZIP: 22033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC CORP /DE/ CENTRAL INDEX KEY: 0000026076 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 951678055 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9333 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858 623-0489 MAIL ADDRESS: STREET 1: PO BOX 85587 CITY: SAN DIEGO STATE: CA ZIP: 92186-5587 4 1 edgar.xml FORM 4 - X0306 4 2020-10-01 0 0000026076 CUBIC CORP /DE/ CUB 0001097235 FELDMANN BRADLEY H 9333 BALBOA AVENUE SAN DIEGO CA 92123 1 1 0 0 Chairman/President/CEO Common Stock 2020-10-01 4 M 0 34263 A 88709 D Common Stock 2020-10-01 4 S 0 17205 57.54 D 71504 D Common Stock 1547.0838 I Cubic 401(k) Common Stock 5114.973 I Feldmann IRA Common Stock 33 I The Feldmann Family Trust DTD 04-20-12 Common Stock 11 I Child Restricted Stock Units 2020-10-01 4 M 0 5972 D Common Stock 5972 0 D Restricted Stock Units 2020-10-01 4 M 0 5599 D Common Stock 5599 5598 D Restricted Stock Units 2020-10-01 4 M 0 7796 D Common Stock 7796 15590 D Restricted Stock Units 2020-10-01 4 M 0 14896 D Common Stock 14896 29796 D Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock. Includes a total of 485 shares acquired through the Employee Stock Purchase Plan on December 31, 2019 and June 30, 2020. Consists of shares sold by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units. Represents shares held by Reporting Person's 401(k). Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right. Represents shares held by The Feldmann Family Trust DTD 04-20-2012, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights. Represents shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities. This is the fourth of four vesting installments of RSUs granted to Reporting Person on November 14, 2016. This is the third of four vesting installments of RSUs granted to Reporting Person on November 27, 2017. The remaining 5,598 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date. This is the second of four vesting installments of RSUs granted to Reporting Person on November 21, 2018. The remaining 15,590 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date. This is the first of three vesting installments of RSUs granted to Reporting Person on November 29, 2019. The remaining 29,796 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date. Hilary L. Hageman, Attorney-in-fact for Bradley H. Feldmann 2020-10-05